Risk Management Senior Associate

We are the leading provider of professional services to the middle market globally, our purpose is to instill confidence in a world of change, empowering our clients and people to realize their full potential. Our exceptional people are the key to our unrivaled, inclusive culture and talent experience and our ability to be compelling to our clients. You’ll find an environment that inspires and empowers you to thrive both personally and professionally. There’s no one like you and that’s why there’s nowhere like RSM. We are the leading provider of professional services to the middle market globally, our purpose is to instill confidence in a world of change, empowering our clients and people to realize their full potential. Our exceptional people are the key to our unrivaled, inclusive culture and talent experience and our ability to be compelling to our clients. You’ll find an environment that inspires and empowers you to thrive both personally and professionally. There’s no one like you and that’s why there’s nowhere like RSM. The Office of Risk Management (ORM) supports the implementation of programs, policies, and practices to manage RSM (or “Firm”) US risk. The Risk Management Senior Associate is responsible for assisting with the monitoring of compliance with firm policy and industry regulations regarding all business functions including ORM, line of business (LOB) and key department processes and control activities. The Senior Associate, Risk Management, reports to the India Risk Management Leader and supports the Office of Risk Management (ORM) in the execution of risk management, compliance, monitoring, quality-related activities, and the firm's Enterprise Risk Management (ERM) program. Responsibilities include supporting all aspects of the Risk Management process, including planning, monitoring, and reporting. The individual works closely with other members of ORM, the LOB, and key departments to achieve these responsibilities. Note that this role is not client-facing. Develop an understanding of the RSM US- India Compliance Framework and Tools. Support the audit and monitoring program in India, ensuring compliance with firm policies, professional standards, regulatory requirements, and internal control expectations. Conduct audit and monitoring activities relating to corporate governance, labor and employment laws, taxation, GST, Digital Personal Data Protection (DPDP), and other applicable regulatory requirements. Create compliance audit working files sufficient to maintain thorough documentation, relevant evidence, and tracking monitoring efforts, and to ensure compliance with email and document retention policies. Perform interviews with process owners to gain an understanding of the functions being monitored and ensure that process flows, standard operating procedures, checklists, and risk and control matrices are current.