Product Controls Senior Analyst - Audit and Exam Management

Individuals in Product Controls are responsible for establishing, managing, and mitigating operational, compliance, and regulatory risks across various business lines and products. Professionals within this profile work collaboratively with product management, operations, technology, and second/third-line risk partners to design, implement, and maintain a robust, compliant, and sustainable risk-mitigated environment that supports safe business growth. Responsibilities: Help assess the effectiveness of existing controls, executing routine control testing checklists and identifying potential exceptions. Help drive control testing enhancements focused on increasing operational execution efficiency and reducing process-level risks. Help assist in the execution of the Enterprise Risk Management Framework and verify personal adherence with Risk Management and Compliance Policies. Contribute to the oversight of the MCA program, including performing daily/weekly testing scripts and compiling monthly reporting data. Help assist in the execution of the MCA program in accordance with the ORM Policy & Framework, as well as applicable Policies, Standards, and Procedures. Perform assessment activities and testing processes as per required Policies, Standards, and Procedures to strengthen risk management quality. Help with the coordination and administrative management of issues and corrective action plans with key stakeholders. Participate in issue quality reviews, verifying that logged corrective action items comply with Issue Management Policy standards. Develop standardized risk and control testing reports to ensure sound, reliable, and consistent data exists for team leaders. Be involved in the operations of governance committees, including scheduling meetings, distributing agendas, and tracking follow-up action items. Prepare and organize documentation for internal and external audits and regulatory reviews, participate in walkthroughs, and assist in drafting responses to examiner requests. Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. Role Summary: The C12 Assistant Vice President, Audit Prep and Regulatory Review Management team, is a key individual contributor or team lead responsible for supporting the execution of Business and function specific Audit Prep and Regulatory Review Management activities. This role involves performing detailed quality reviews, supporting project execution, and ensuring adherence to established policies and standards for issue resolution and audit and regulatory stakeholder engagement.